Demystifying Claims and Extension of Time in FIDIC Conditions of Contract
(The Red Book)


Introduction
Every 8 in 10 Candidates invited for Civil Professional interviews in Kenya are asked a question related to claims and extension of time according to FIDIC Conditions of Contract during interview succession. The Majority experience a challenge to discuss the topic profoundly, and some end up being referred to go practice/train on FIDIC Contract conditions.

 Extension of Time (EoT)
If delays have been incurred that are likely to cause delayed completion of the project, it will become a priority issue for the Contractor to seek an extension of time for completion. This is necessary to reduce or eliminate the liability to pay liquidated damages, which can be very expensive. Under FIDIC contract conditions, an extension of time is justified if, for example, delays have been incurred to the Contractor’s operation due to late availability of the site, late issue of drawings and instructions, suspension of work, unusually inclement weather and force majeure.

Two fundamental conditions must be met for a time extension to be awarded. First, the delay must not be due to any fault of the Contractor. Second, the delay must be such that it will directly influence the overall completion of the project; that is, it must fall on the critical path. A request for extension of time must be made by the Contractor as soon as possible after the delay has been incurred. The supervision organization is also under an obligation to act fast since the Contractor will not be able to plan his operation correctly until it is known whether or not an extension of time will be granted. When evaluating a request for time extension, the Resident Engineer is, as usual, under an obligation to be fair and reasonable. Allowing additional time may result in increased project costs, as well as possible consequential cost claims from the Contractor. On the other hand, rejection of justified requests may end up costing more if taken to adjudication. Extension of time should always be dealt with by the Engineer, as knowledge of contract law is essential in handling these matters correctly.

Almost every road construction contract is faced with claims for an extra payment. Sometimes the aggregate value of the claims equals or even exceeds the original contract sum. Some contractors deliberately tender low prices to secure the contract, and then start to prepare cost claims immediately work starts, with the help of claims specialists, frequently lawyers. It is imperative, therefore, that the Resident Engineer and his staff are conscious of claims from the outset of the project and make every effort to prevent or at least minimize extra costs. 

Some employers regard any request for extra payment as an ‘insult’ and expect the supervision organization to reject all claims out of hand. This is improper since many claims are genuine and deal with matters that are risks borne appropriately by the Employer under the FIDIC conditions. The vast majority of cost claims fall into one of the following three categories; The Contractor has encountered conditions or obstructions that could not have reasonably been foreseen at the time of tender, Extra or changed works have been paid at too low unit rates fixed by the supervision organization. There have been delays and disruptions to work operations for reasons beyond the control of the Contractor.

Unforeseeable conditions and obstructions often refer to matters that are hidden in the ground, such as problematic subsoil, poor quality borrow-sources, water pipes, and the like. The basic rule is that the Contractor is only entitled to recompense for any difficulties encountered if it can be established that even an experienced Contractor could not reasonably have foreseen what happened. It should be noted that the FIDIC conditions require tenderers to make all such investigations as are necessary to prepare a realistic tender, including a survey of subsoil conditions. If the Contractor has failed to do this adequately, then there will be no recompense.

Additional or changed work is paid at the unit rates in the bill of quantities if these are considered applicable by the supervision organization. If existing unit rates are not applicable, or when no unit rates exist in the bill, the FIDIC conditions require that adjusted or new unit rates be agreed with the Contractor. If it is not possible to reach an agreement on what is fair and reasonable, the supervision organization has the right to fix the rates unilaterally. In doing so, however, great caution should be exercised, as disagreements about fixed rates is one of the most common causes of dispute in international construction contracts. There are numerous examples where adjudications have resulted in very big awards to the Contractor, and this has sometimes come as a surprise to the Employer and the Engineer. Therefore, variations should not be ordered without serious consideration of the possible implications.

Claims for delays and disruptions to the Contractor’s operation are, in principle, admissible in the following cases; the site has not been made available on time, Drawings have been issued too late, The progress of the works has been formally suspended by the supervision organization, There have been errors and discrepancies in the contract documents, The survey information provided to the Contractor has been in error, and The Contractor has been ordered to make excavations from uncovering and testing work which, subsequently, proved to be in order.

To qualify for payment, the Contractor has to prove that it was not possible to utilize idle equipment and laborers, for example, by moving the team in question to alternative work sites. This is important, as it is the obligation of the Contractor to make all possible efforts to minimize the effects of any obstruction to work. Furthermore, it is the Contractor’s duty to document all claimed expenses. 

The following points address commonly held misconceptions about cost claims; The fact that a time extension has been granted does not automatically justify the additional payment to the Contractor, and Exceptional weather may entitle the Contractor to a time extension, but not to extra costs, finally Whether or not the Contractor has lost money is irrelevant and cannot form the basis of a cost claim, Any misdeed of a subcontractor is the responsibility of the Contractor, and As long as the Resident Engineer and his staff act within the framework of the contract, there is no such thing as ‘too strict’ supervision.

When raising a cost claim, the Contractor has to comply with strictly formal procedures. First, it is crucial that written notice is given about the intention to claim extra payment. Although the claim itself may be submitted later, it will not be disqualified if the requirement for a specific notice period has been complied with. Second, for a claim to be valid, it must be raised with reference to a specific clause (or clauses) in the contract. Finally, the burden of proof is on the Contractor, who needs to provide all documentation to substantiate the additional costs claimed.

It is normal for the Engineer to retain the authority to deal with cost claims. It is the intention of the FIDIC conditions that the Engineer acts as an independent mediator and makes fair and unbiased decisions, even if decisions might be unfavorable to the Employer.

If the Contractor does not accept the Engineer’s decision, the Engineer should be informed accordingly in writing. If a dispute cannot be resolved through negotiations, it will be referred to adjudication, where it will be settled by one or more adjudicator, appointed jointly by the two parties. In case the two parties cannot agree on the appointment of an adjudicator, each party may apply to any appointing authority named in the contract or, if none, to the President of FIDIC, to appoint an adjudicator. Such appointment is final and conclusive. In adjudication, the supervision organization must be able to present written records of instructions given to the Contractor, observations, tests, progress of work, the weather, equipment on-site, personnel, material supply, errors by the Contractor, etc. The Engineer will be in default of obligations under the contract if such evidence cannot be produced. The adjudicator’s decision is final and binding
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Conclusion

Every Civil Professional Interview candidate should acquaint himself with the FIDIC Conditions of Contract before availing himself for the interview.
What is your experience with FIDIC Conditions of Contract (Red Book)? Do you have any clause you would like to discussed??







Mathenge Joseph, B.Eng.g, MSc.

Graduate Engineer

                                                  






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